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Securities Mosaic
Since its launch in 2002, Securities Mosaic® has become an indispensable resource for thousands of securities professionals, who depend on it for comprehensive, up-to-the-minute disclosure and regulatory information. The website features suites of data in six areas: disclosure, regulation, enforcement/litigation, SROs, guidance, and news.
Our innovative research platform, at once powerful and lightweight, combines the industry’s best current awareness tools with a multi-level, highly searchable database of vital securities news and real-time data.
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Securities Mosaic News Service
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KM Policy Watch
Our web-based compliance platform and alerting system, created with feedback from the world’s leading financial institutions, helps bankers and broker-dealers manage their organizations’ internal policies and procedures in the face of increasingly complicated regulations. The system is customizable to an organization’s unique needs and data — users set up their own tracking taxonomy and alerting protocol — resulting in a supremely reliable and efficient compliance management tool.
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